Filing Details

Accession Number:
0000717538-13-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-28 16:26:47
Reporting Period:
2013-01-25
Filing Date:
2013-01-28
Accepted Time:
2013-01-28 16:26:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
717538 Arrow Financial Corp AROW National Commercial Banks (6021) 222448962
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184486 L Thomas Hoy Arrow Financial Corporation
250 Glen Street
Glens Falls NY 12801
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-06 416 $0.00 156,932 No 4 G Direct
Common Stock Disposition 2012-12-10 1,025 $0.00 155,907 No 4 G Direct
Common Stock Acquisiton 2013-01-25 5,000 $23.89 160,907 No 4 P Direct
Common Stock Acquisiton 2013-01-25 0 $0.00 2,460 No 4 J Indirect Wife's IRA
Common Stock Acquisiton 2013-01-25 0 $0.00 2,938 No 4 J Indirect By Wife w/Broker
Common Stock Acquisiton 2013-01-25 0 $0.00 3,346 No 4 J Indirect Irrev. Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 P Direct
No 4 J Indirect Wife's IRA
No 4 J Indirect By Wife w/Broker
No 4 J Indirect Irrev. Trust
Footnotes
  1. The information provided reflects:981 shares acquired under the Company's ESPP that include 18 shares acquired from November 26, 2012; Shares transferred to custody account on January 25, 201311,145 shares held in retirement plan (IRA);98,778 shares held in a custody account;45,717 shares acquired under the Company's ESOP (as of 12/31/11 valuation); and727 shares acquired under the Company's 401k.
  2. Amount of securities beneficially owned following reported transaction.