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Home > Insider Trading > Filing (0001437749-13-000751)

Filing Details

Accession Number:: 0001437749-13-000751
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-28 15:32:44
Reporting Period:: 2013-01-28

Filing Date:: 2013-01-28
Accepted Time:: 2013-01-28 15:32:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1072847	Tower Financial Corp	TOFC	State Commercial Banks (6022)	352051170

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1209279	D Gary Shearer	116 East Berry Street Fort Wayne IN 46802	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-01-28	1,200	$12.06	9,890	No	4	S	Direct
Common Stock	Disposition	2013-01-28	840	$12.06	9,050	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,053	Indirect	Held in 401(k) Plan

Footnotes

The reporting person has acquired 13,503 shares of TOFC common stock under the Tower Financial Corporation 401(k) Plan. The information in this report is based on a plan statement dated as of December 31, 2012.