Filing Details

Accession Number:
0001225208-13-002076
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-25 17:22:43
Reporting Period:
2013-01-23
Filing Date:
2013-01-25
Accepted Time:
2013-01-25 17:22:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205441 C James Mccreary 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
Vp And Corp. Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-23 18,348 $14.49 45,491 No 4 M Direct
Common Stock Acquisiton 2013-01-23 16,822 $14.15 62,313 No 4 M Direct
Common Stock Acquisiton 2013-01-23 16,776 $16.02 79,089 No 4 M Direct
Common Stock Disposition 2013-01-23 51,946 $39.13 27,143 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-01-23 16,776 $0.00 16,776 $16.02
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-01-23 18,348 $0.00 18,348 $14.49
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2013-01-23 16,822 $0.00 16,822 $14.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-12-01 No 4 M Direct
0 2014-12-02 No 4 M Direct
0 2018-12-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,033 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2021-01-20 9,205 9,205 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2022-01-26 8,307 8,307 Direct
Common Stock Employee Stock Option (Right-to-Buy) $20.57 2019-12-03 9,259 9,259 Direct
Common Stock Employee Stock Option (Right-to-Buy) $26.79 2016-12-04 9,646 9,646 Direct
Common Stock Employee Stock Option (Right-to-Buy) $26.65 2017-12-06 8,520 8,520 Direct
Common Stock Phantom Units $0.00 2,923 2,923 Direct
Common Stock Phantom Units $0.00 1988-08-08 3,449 3,449 Direct
Common Stock Restricted Stock Units $0.00 2014-01-20 1,326 1,326 Direct
Common Stock Restricted Stock Units $0.00 2015-01-26 3,394 3,394 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-20 9,205 9,205 Direct
2022-01-26 8,307 8,307 Direct
2019-12-03 9,259 9,259 Direct
2016-12-04 9,646 9,646 Direct
2017-12-06 8,520 8,520 Direct
2,923 2,923 Direct
1988-08-08 3,449 3,449 Direct
2014-01-20 1,326 1,326 Direct
2015-01-26 3,394 3,394 Direct
Footnotes
  1. Amended and Restated Year 2000 Stock Incentive Plan: 8,506 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 2,499 restricted shares that vested effective December 4, 2009; 2,134 restricted shares that vested effective December 6, 2010; and 3,873 restricted shares that vested effective December 4, 2011. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
  2. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $39.01 to $39.41. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  3. 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  4. 2000 Stock Incentive Plan: This option is 100% vested.
  5. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.
  6. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
  7. Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
  8. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
  9. Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
  10. Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
  11. Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
  12. Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
  13. Deferred Compensation Plan: These units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
  14. Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
  15. Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  16. Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 20, 2012.
  17. Amended and Restated Year 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.
  18. Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 26, 2013.