Filing Details

Accession Number:
0001181431-13-004839
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-25 17:19:35
Reporting Period:
2013-01-24
Filing Date:
2013-01-25
Accepted Time:
2013-01-25 17:19:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513761 Norwegian Cruise Line Holdings Ltd. NCLH Water Transportation (4400) 980691007
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566517 S Daniel Farkas 7665 Corporate Center Drive
Miami FL 33126
Svp Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-24 400 $19.00 400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NCL Corporation Units Acquisiton 2013-01-24 43,797 $0.00 43,797 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,797 No 4 A Direct
Footnotes
  1. The NCL Corporation Units (the "Units") are redeemable for an equal number of shares of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock, or, at the election of NCLH, a cash payment equal to the value of the exchanged Units. The Units are subject to customary adjustments for stock splits, subdivisions, combinations and other extraordinary events. The Units have no expiration date.
  2. 33,356 of these Units were vested as of the acquisition date. 2,922 of these Units will vest in five equal, annual installments on 09/04/2013, 09/04/2014, 09/04/2015, 09/04/2016, and 09/04/2017. 7,519 of these Units will vest in three equal, annual installments on 09/15/2013, 09/15/2014, and 09/15/2015.