Filing Details

Accession Number:
0001140361-13-003185
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-25 17:19:26
Reporting Period:
2013-01-25
Filing Date:
2013-01-25
Accepted Time:
2013-01-25 17:19:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285550 Mri Interventions Inc. MRIC Surgical & Medical Instruments & Apparatus (3841) 582394628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270555 Jr N John Spencer C/O Mri Interventions, Inc.
One Commerce Square, Suite 2550
Memphis TN 38103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-25 10,000 $0.00 56,433 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2013-01-25 5,000 $0.00 5,000 $1.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2013-01-25 2018-01-25 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,750 Direct
Footnotes
  1. The reported securities are included within 10,000 units purchased by the reporting person for $1.20 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.
  2. Held jointly with spouse.
  3. The shares subject to this warrant are immediately exercisable.
  4. The reported securities are included within 10,000 units purchased by the reporting person for $1.20 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.
  5. Held jointly with spouse.