Filing Details

Accession Number:
0001185192-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-24 18:31:34
Reporting Period:
2013-01-24
Filing Date:
2013-01-24
Accepted Time:
2013-01-24 18:31:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185192 Jr P Michael Esposito 1221 Avenue Of The Americas
New York NY 10020-1001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-01-24 10,800 $15.50 119,400 No 4 M Direct
Class A Common Stock Disposition 2013-01-24 200 $17.26 119,200 No 4 S Direct
Class A Common Stock Disposition 2013-01-24 500 $17.25 118,700 No 4 S Direct
Class A Common Stock Disposition 2013-01-24 1,100 $17.24 117,600 No 4 S Direct
Class A Common Stock Disposition 2013-01-24 200 $17.23 117,400 No 4 S Direct
Class A Common Stock Disposition 2013-01-24 3,100 $17.22 114,300 No 4 S Direct
Class A Common Stock Disposition 2013-01-24 5,700 $17.21 108,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common 2003 Stock Option Grant (right to buy) Disposition 2013-01-24 10,800 $0.00 10,800 $15.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-03-17 2013-03-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 2,832 Direct
Class A Common Stock 1,100 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 10,800 10,800 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 10,800 10,800 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 10,800 10,800 Direct
Class A Common 2008 Stock Option Grant (right to buy) $37.68 2009-04-07 2018-04-07 10,637 10,637 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2010-04-21 2019-04-21 10,966 0 Direct
Class A Common 2010 Stock Option Grant (right to buy) $15.89 2011-04-14 2020-04-14 8,007 8,007 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2012-04-13 2021-04-13 8,927 8,927 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2013-04-11 2022-04-11 10,825 10,825 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-06 10,800 10,800 Direct
2016-04-04 10,800 10,800 Direct
2017-03-29 10,800 10,800 Direct
2018-04-07 10,637 10,637 Direct
2019-04-21 10,966 0 Direct
2020-04-14 8,007 8,007 Direct
2021-04-13 8,927 8,927 Direct
2022-04-11 10,825 10,825 Direct
Footnotes
  1. Held in a Dividend Reinvestment Account (DRIP).
  2. Shares held direct in street account.
  3. Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control.
  4. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.
  5. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  6. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  7. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  8. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
  9. 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
  10. 2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
  11. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  12. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.