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Filing Details

Accession Number:
0001217454-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-24 18:28:36
Reporting Period:
2013-01-22
Filing Date:
2013-01-24
Accepted Time:
2013-01-24 18:28:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217454 J David Larue 50 Public Square, Suite 1100
Cleveland OH 44113
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-01-22 31,900 $15.50 38,360 No 4 M Direct
Class A Common Stock Disposition 2013-01-22 29,900 $17.19 8,460 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common 2003 Stock Option Grant (right to buy) Disposition 2013-01-22 31,900 $0.00 31,900 $15.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-03-17 2013-03-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 46,316 Indirect See footnote
Class A Common Stock 22,836 Direct
Class A Common Stock 41,064 Direct
Class A Common Stock 69,977 Direct
Class A Common Stock 3,900 Indirect See footnote
Class A Common Stock 3,900 Indirect See footnote
Class A Common Stock 3,900 Indirect See footnote
Class A Common Stock 6,675 Indirect See footnote
Class A Common Stock 3,900 Direct
Class A Common Stock 68,767 Direct
Class A Common Stock 31,502 Indirect 401k Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 1,435 1,435 Indirect
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 25,200 25,200 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 25,200 25,200 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 25,200 25,200 Direct
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 28,059 28,059 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2011-04-21 2019-04-21 14,030 14,030 Direct
Class A Common 2010 Stock Option Grant (right to buy) $15.89 2012-04-14 2020-04-14 36,035 36,035 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2013-04-13 2021-04-13 64,277 64,277 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2014-04-11 2022-04-11 77,945 77,945 Direct
Class A Common 2012 Performance Shares $0.00 2015-12-31 1988-08-08 48,846 48,846 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 1,435 1,435 Indirect
2015-04-06 25,200 25,200 Direct
2016-04-04 25,200 25,200 Direct
2017-03-29 25,200 25,200 Direct
2018-06-18 28,059 28,059 Direct
2019-04-21 14,030 14,030 Direct
2020-04-14 36,035 36,035 Direct
2021-04-13 64,277 64,277 Direct
2022-04-11 77,945 77,945 Direct
1988-08-08 48,846 48,846 Direct
Footnotes
  1. GRAT for David J. LaRue.
  2. 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
  3. 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
  4. 2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
  5. Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
  6. Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
  7. Shares held by Tessa LaRue, daughter, Cindy LaRue (spouse) is custodian on the account - Indirect
  8. Shares are held in street account. The price $17.1922 represents a weighed average of sales prices ranging from $17.0850 per share to $17.25 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  9. Shares are held by Cindy LaRue (spouse) in street account.
  10. Shares are held by David LaRue & Cindy LaRue Trust account. Shares were acquired directly from David LaRue's daughter Anna LaRue's UTMA account, at the market price of the shares at the time of the tranasaction. See footnote 6.
  11. Shares are held by transfer agent in a direct registration account.
  12. FCE's 401k Plan account, shares are held indirect.
  13. 2003 Stock Option Grant - 25% exercisable 3/17/2005, 25% exercisable 3/17/2006, and 50% exercisable 3/17/2007.
  14. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  15. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  16. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  17. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  18. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  19. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  20. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  21. 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
  22. Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
  23. Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date.