Filing Details

Accession Number:
0001181431-13-004401
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-23 20:39:00
Reporting Period:
2013-01-18
Filing Date:
2013-01-23
Accepted Time:
2013-01-23 20:39:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390777 Bank Of New York Mellon Corp BK State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343297 F Timothy Keaney The Bank Of New York Mellon Corporation
One Wall Street
New York NY 10286
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-18 28,302 $24.52 323,495 No 4 M Direct
Common Stock Disposition 2013-01-18 28,302 $26.20 295,193 No 4 S Direct
Common Stock Acquisiton 2013-01-22 28,302 $24.52 323,495 No 4 M Direct
Common Stock Disposition 2013-01-22 28,302 $26.60 295,193 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/11/03 Stock Options $23.13 Disposition 2013-01-18 28,302 $0.00 28,302 $24.52
Common Stock 2/11/03 Stock Options $23.13 Disposition 2013-01-22 28,302 $0.00 28,302 $24.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,302 2004-02-11 2013-02-11 No 4 M Direct
0 2004-02-11 2013-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,918 Indirect By 401(k) Plan
Footnotes
  1. Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's annual employee compensation program in February 2003, which if not exercised were scheduled to expire on February 11, 2013.
  2. Represents the weighted average price of shares sold with actual prices ranging from $26.14 to $26.27. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  3. Represents the weighted average price of shares sold with actual prices ranging from $26.57 to $26.64. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  4. Holdings reported as of 12/31/2012.
  5. Not Applicable.