Filing Details
- Accession Number:
- 0001127602-13-002451
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-01-23 18:40:41
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2013-01-23
- Accepted Time:
- 2013-01-23 18:40:41
- Original Submission Date:
- 2012-11-30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532133 | J. David Endicott | 2525 Dupont Drive Irvine CA 92612 | Cvp And President, Agn Med | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-29 | 100 | $64.47 | 20,452 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-29 | 1,840 | $64.47 | 22,292 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-29 | 100 | $92.27 | 22,192 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-29 | 1,840 | $92.33 | 20,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-29 | 100 | $0.00 | 100 | $64.47 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-29 | 1,840 | $0.00 | 1,840 | $64.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,840 | 2018-02-14 | No | 4 | M | Direct | |
| 0 | 2018-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Indirect | By 401(k) Trust |
| Common Stock | 3,112 | Indirect | by ESOP Trust |
Footnotes
- Shares allocated to reporting person's SIP account as of reporting date.
- Shares allocated to the reporting person's ESOP account as of reporting date.
- The option became exercisable in four equal annual installments beginning February 14, 2009.
Billionaire Hedge Funds
