Filing Details
- Accession Number:
- 0001494385-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-23 11:50:53
- Reporting Period:
- 2013-01-21
- Filing Date:
- 2013-01-23
- Accepted Time:
- 2013-01-23 11:50:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849636 | Cortex Pharmaceuticals Inc | CORX | Pharmaceutical Preparations (2834) | 330303583 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494385 | Samyang Optics Co., Ltd | 15Floor, Kt Bldg, 422, Teheranro Gangnamgu Seoul M5 135-839 | No | No | Yes | No | |
| 1552634 | Samyang Value Partners Co., Ltd. | 311 Teheranro, Gangnamgu Seoul M5 135-513 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-21 | 6,765,466 | $0.04 | 16,422,464 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2013-01-21 | 6,765,466 | $0.04 | 0 | No | 4 | S | Indirect | By subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Indirect | By subsidiary |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2013-01-21 | 1,691,367 | $0.00 | 1,691,367 | $0.10 |
| Common Stock | Warrant to Purchase Common Stock | Disposition | 2013-01-21 | 1,691,367 | $0.00 | 1,691,367 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,691,367 | 2011-10-20 | 2013-10-20 | No | 4 | P | Direct |
| 0 | 2011-10-20 | 2013-10-20 | No | 4 | S | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | $0.06 | 2012-06-25 | 2014-06-25 | 4,000,000 | 4,000,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-06-25 | 4,000,000 | 4,000,000 | Direct |
Footnotes
- Samyang Optics Co., Ltd. acquired 6,765,466 shares of common stock and a warrant to purchase up to 1,691,367 shares of common stock from Samyang Value Partners Co., Ltd., a wholly owned subsidiary of Samyang Optics Co., Ltd. by Securities Transfer Agreement
- Securities held by Samyang Optics Co., Ltd., a ten percent owner of the issuer
- Securities held by Samyang Value Partners Co., Ltd., a wholly owned subsidiary of Samyang Optics Co., Ltd.
Billionaire Hedge Funds
