Filing Details

Accession Number:
0001523711-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-22 17:51:43
Reporting Period:
2013-01-18
Filing Date:
2013-01-22
Accepted Time:
2013-01-22 17:51:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
63276 Mattel Inc MAT Dolls & Stuffed Toys (3942) 951567322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194271 Alan Kaye Mattel, Inc.
333 Continental Boulevard
El Segundo CA 90245
Evp Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-18 17,500 $17.94 17,500 No 4 M Direct
Common Stock Disposition 2013-01-18 17,500 $37.95 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option - Right to Buy Disposition 2013-01-18 17,500 $0.00 17,500 $17.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-08-01 2016-08-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,044 Indirect In trust
Common Stock 7,750 Indirect In 401(k)
Footnotes
  1. The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
  2. The sale occured pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
  3. The Kaye Living Trust, dated March 31, 1992.
  4. As of January 18, 2013 the reporting person had a balance of $294,734.83 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.