Filing Details
- Accession Number:
- 0001104659-13-003790
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-22 15:22:55
- Reporting Period:
- 2013-01-17
- Filing Date:
- 2013-01-22
- Accepted Time:
- 2013-01-22 15:22:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 864559 | Cascade Microtech Inc | CSCD | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435750 | L Steven Harris | 13900 Nw Science Park Drive Portland OR 97229 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-17 | 2,000 | $3.11 | 44,773 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-17 | 2,000 | $7.00 | 42,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-01-17 | 100 | $7.00 | 42,673 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-01-17 | 100 | $7.05 | 42,573 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase Common Stock | Disposition | 2013-01-17 | 2,000 | $3.11 | 2,000 | $3.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,586 | 2010-02-06 | 2019-02-06 | No | 4 | M | Direct |
Footnotes
- Reporting person acquired shares of common stock upon exercise of incentive stock options
- Shares sold pursuant to existing 10(b)(5)-1 plan.
- Options vest annually, equally over four years, each February 6th beginning in 2010 with a total of 32,586 shares becoming fully vested on February 6, 2013
Billionaire Hedge Funds
