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Home > Insider Trading > Filing (0001144204-13-003184)

Filing Details

Accession Number:: 0001144204-13-003184
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-18 21:00:54
Reporting Period:: 2012-12-27

Filing Date:: 2013-01-18
Accepted Time:: 2013-01-18 21:00:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
320017	Neostem Inc.	NBS	Services-Misc Health & Allied Services, Nec (8090)	222343568

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1111620	J Richard Berman	C/O Neostem, Inc. 420 Lexington Avenue, Suite 350 New York NY 10170		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2012-12-27	2,729	$0.61	293,500	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2012-12-28	50,000	$0.59	243,500	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2012-12-28	96,577	$0.59	146,923	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct