Filing Details

Accession Number:
0000874015-13-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-17 20:40:53
Reporting Period:
2013-01-15
Filing Date:
2013-01-17
Accepted Time:
2013-01-17 20:40:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874015 Isis Pharmaceuticals Inc ISIS Pharmaceutical Preparations (2834) 330336973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1073387 Frank C Bennett C/O Isis Pharmaceuticals, Inc.
2855 Gazelle Court
Carlsbad CA 92010
Svp, Antisense Research No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-15 695 $0.00 2,419 No 4 M Direct
Common Stock Disposition 2013-01-16 309 $14.00 2,110 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-01-15 695 $0.00 695 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,083 No 4 M Direct
Footnotes
  1. Acquired pursuant to vesting and release of shares pursuant to an RSU award granted on January 15, 2012.
  2. The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2012
  3. Restricted Stock Unit Award granted on January 15, 2012. Restricted Stock Units vest in equal annual installments, the first installment vested on January 15, 2013. Upon vesting, the restricted stock units will be paid out in whole shares of Isis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2016.
  4. Each restricted stock unit represents a contingent right to receive one share of Isis common stock, or its equivalent cash value.