Filing Details
- Accession Number:
- 0001179110-13-000980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-17 15:13:41
- Reporting Period:
- 2012-02-29
- Filing Date:
- 2013-01-17
- Accepted Time:
- 2013-01-17 15:13:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1532543 | Roi Acquisition Corp. | ROIQ | Blank Checks (6770) | 453414553 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566938 | Roic Acquisition Holdings Lp | 9 West 57Th Street New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2012-04-09 | 281,250 | $0.00 | 1,875,000 | No | 4 | J | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2012-07-26 | 1,875,000 | $0.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Sponsor Warrants | Disposition | 2012-02-29 | 4,166,667 | $0.75 | 4,166,667 | $12.00 |
| Common Stock, Par Value $0.0001 Per Share | Sponsor Warrants | Disposition | 2012-07-26 | 4,166,667 | $0.73 | 4,166,667 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,166,667 | No | 4 | P | Direct | ||
| 0 | No | 4 | S | Direct |
Footnotes
- Forfeiture to the Issuer as a result of failure of underwriter in the Issuer's initial public offering to exercise its overallotment option.
- The Sponsor Warrants are identical to the warrants included in the units that were sold by the Issuer in its initial public offering, except for those differences set forth in the Issuer's registration statement on Form S-1 (File No. 333-177340). In addition, the Sponsor Warrants (including the shares of common stock issuable upon exercise of such warrants) generally are not transferable, assignable or salable until 30 days after the completion of the Issuer's initial business combination and they will be non-redeemable so long as they are held by the reporting person or its permitted transferees and will expire worthless if the Issuer does not complete an initial business combination within 21 months from the closing of the Issuer's initial public offering.
Billionaire Hedge Funds
