Filing Details

Accession Number:
0001181431-13-003222
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-15 16:09:52
Reporting Period:
2013-01-11
Filing Date:
2013-01-15
Accepted Time:
2013-01-15 16:09:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
819050 Vical Inc VICL Biological Products, (No Disgnostic Substances) (2836) 930948554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198237 Phd P Alain Rolland 10390 Pacific Center Court
San Diego CA 92121
Exec Vp, Product Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Value Acquisiton 2013-01-11 22,092 $0.01 182,023 No 4 P Direct
Common Stock $.01 Par Value Disposition 2013-01-11 1,097 $3.31 180,926 No 4 F Direct
Common Stock $.01 Par Value Disposition 2013-01-13 2,370 $3.31 178,556 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-01-11 27,837 $0.00 27,837 $3.31
Common Stock Nonstatutory Stock Option (right to buy) Acquisiton 2013-01-11 97,163 $0.00 97,163 $3.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
724,837 2014-01-11 2023-01-10 No 4 A Direct
822,000 2014-01-11 2023-01-10 No 4 A Direct
Footnotes
  1. Represents shares withheld for taxes upon the release of restricted stock granted on January 11, 2010.
  2. Represents shares withheld for taxes upon the release of restricted stock granted on January 13, 2012.
  3. This balance includes 84,842 of unvested restricted stock units.
  4. The right to exercise the above stock options generally vests 25% on the first anniversary date of the grant, with the remaining rights vesting quarterly over the remaining three years.
  5. Shares were acquired pursuant to a restricted stock grant.