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Filing Details

Accession Number:: 0001217457-13-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-14 17:39:20
Reporting Period:: 2012-12-20

Filing Date:: 2013-01-14
Accepted Time:: 2013-01-14 17:39:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
38067	Forest City Enterprises Inc	FCEA/FCEB	Operators Of Nonresidential Buildings (6512)	340863886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217457	M Geralyn Presti	50 Public Square, Suite 1100 Cleveland OH 44113	Exec. V.p.; Sec & Gen Counsel	No	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2012-12-20	1,767	$0.00	7,800	No	5	G	Direct
Class A Common Stock	Disposition	2012-12-26	62	$0.00	7,738	No	5	G	Direct
Class A Common Stock	Acquisiton	2013-01-10	1,810	$15.50	9,548	No	4	M	Direct
Class A Common Stock	Disposition	2013-01-10	400	$16.96	9,148	No	4	S	Direct
Class A Common Stock	Disposition	2013-01-10	1,410	$16.96	7,738	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common	2003 Stock option Grant (right to buy)	Disposition	2013-01-10	1,810	$0.00	1,810	$15.50
Common Stock	Class B Common - Convertible	Disposition	2013-01-10	1,236	$18.43	1,236	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-03-17	2013-03-17	No	4	M	Direct
0	1988-08-08	1988-08-08	No	4	S	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership
Class A Common Stock	3,698	Direct
Class A Common Stock	3,251	Direct
Class A Common Stock	5,248	Direct
Class A Common Stock	7,220	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common	2005 Stock Option Grant (right to buy)	$31.75	2007-04-06	2015-04-06	15,000	15,000	Direct
Class A Common	2006 Stock Option Grant (right to buy)	$46.37	2008-04-04	2016-04-04	15,000	15,000	Direct
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	15,000	15,000	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	6,891	6,891	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	3,446	3,446	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2012-04-14	2020-04-14	6,894	6,894	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	8,302	8,302	Direct
Class A Common	2012 Performance Shares	$0.00	2015-12-31	1988-08-08	7,220	7,220	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-04-06	15,000	15,000	Direct
2016-04-04	15,000	15,000	Direct
2017-03-29	15,000	15,000	Direct
2018-06-18	6,891	6,891	Direct
2019-04-21	3,446	3,446	Direct
2020-04-14	6,894	6,894	Direct
2021-04-13	8,302	8,302	Direct
1988-08-08	7,220	7,220	Direct

Footnotes

2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
Shares held in street account with Securities America. Shares from DRS account with transfer agent Wells Fargo were moved to this account.
2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
Stocks are convertible from Class B to Class A on a 1-for-1 basis.
Class B Common Stock - 401k account - Held indirect. Adjusted for excess contribution.