Filing Details

Accession Number:
0001111142-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-14 17:03:29
Reporting Period:
2012-12-18
Filing Date:
2013-01-14
Accepted Time:
2013-01-14 17:03:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111142 S Scott Cowen 218 Gibson Hall, Tulane University
6823 St. Charles Avenue
New Orleans LA 70118
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-12-18 1,585 $0.00 14,606 No 5 G Direct
Class A Common Stock Acquisiton 2013-01-10 21,600 $15.50 36,206 No 4 M Direct
Class A Common Stock Disposition 2013-01-10 21,600 $17.00 14,606 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common 2003 Stock Option Grant (right to buy) Disposition 2013-01-10 21,600 $0.00 21,600 $15.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-03-17 2013-03-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,678 Direct
Class A Common Stock 3,762 Direct
Class A Common Stock 6,784 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 10,800 10,800 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 10,800 10,800 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 10,800 10,800 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2010-04-21 2019-04-21 10,966 10,966 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-06 10,800 10,800 Direct
2016-04-04 10,800 10,800 Direct
2017-03-29 10,800 10,800 Direct
2019-04-21 10,966 10,966 Direct
Footnotes
  1. Shares are held in street account. Adjusting total to reflect correct number of shares, 30 shares were erroneously added due to a typographical error in a previous report.
  2. 2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013. 1,678 shares vested on 4/14/2012 and were moved to brokerage account. See footnote #1.
  3. 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 1,881 shares vested on 4/13/2012 and were moved to brokerage account. See footnote #1.
  4. 2012 Restricted Stock Grant - 33.33% vest on 4/11/2013; 33.33% vest on 4/11/2014; and 33.33% vest on 4/11/2015.
  5. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007.
  6. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  7. 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  8. 2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
  9. 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.