Filing Details

Accession Number:
0001193805-13-000044
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-10 18:40:32
Reporting Period:
2013-01-08
Filing Date:
2013-01-10
Accepted Time:
2013-01-10 18:40:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512074 Scg Financial Acquisition Corp. SCGQ Blank Checks (6770) 274452594
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565352 Jr. R. Donald Wilson 540 W. Madison St., Suite 2500
Chicago IL 60661
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2013-01-08 1,754,450 $10.00 1,754,450 No 4 P Indirect By DRW Commodities, LLC
Common Stock, Par Value $0.0001 Per Share Acquisiton 2013-01-09 600,000 $10.00 2,354,450 No 4 P Indirect By DRW Commodities, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By DRW Commodities, LLC
No 4 P Indirect By DRW Commodities, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share 761,905 Indirect By SCG Financial Holdings LLC
Footnotes
  1. Donald R. Wilson, Jr. ("Wilson") is the sole manager of DRW Commodities, LLC ("DRW Commodities") and DRW Holdings, LLC ("DRW Holdings"), which owns 100% of the outstanding equity of DRW Commodities. A majority of the equity of DRW Holdings is owned, directly and indirectly, by trusts for the benefit of members of Wilson's immediate family and of which Wilson serves as trustee or investment adviser. Wilson disclaims beneficial ownership of any securities held by DRW Commodities, except to the extent of his indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that Wilson is the beneficial owner of such securities for purposes of Section 16 or otherwise
  2. Wilson is the sole manager of DOOH Investment Manager LLC ("DOOH Manager"), which is the sole manager of 2012 DOOH Investments LLC ("DOOH Investments"). Wilson is also a manager of, and DOOH Investments owns 705,905 Class A Units issued by, SCG Financial Holdings LLC ("SCG Holdings"), which holds 1,523,810 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). DOOH Investments is entitled to receive dividends and the proceeds from any sale of 50% of the shares of Common Stock held by SCG Holdings and accordingly each of DOOH Investments and Wilson has a pecuniary interest in 50%, or 761,905, of the shares of Common Stock held by SCG Holdings. Wilson otherwise disclaims beneficial ownership of any securities held by SCG Holdings.