Filing Details

Accession Number:
0001209191-13-002811
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-10 17:05:24
Reporting Period:
2013-01-08
Filing Date:
2013-01-10
Accepted Time:
2013-01-10 17:05:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914024 Shaw Group Inc SHAW Miscellaneous Fabricated Metal Products (3490) 721106167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553323 Eli Smith 4171 Essen Lane
Baton Rouge LA 70809
President, Coo, Power Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-08 4,738 $30.56 6,649 No 4 M Direct
Common Stock Acquisiton 2013-01-08 1,372 $27.79 8,021 No 4 M Direct
Common Stock Disposition 2013-01-08 11 $46.74 8,010 No 4 S Direct
Common Stock Disposition 2013-01-08 1,900 $46.74 6,110 No 4 S Direct
Common Stock Disposition 2013-01-08 3,610 $46.74 2,500 No 4 S Direct
Common Stock Disposition 2013-01-08 900 $46.75 1,600 No 4 S Direct
Common Stock Disposition 2013-01-08 300 $46.75 1,300 No 4 S Direct
Common Stock Disposition 2013-01-08 1,300 $46.75 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Option to Buy) Disposition 2013-01-08 251 $0.00 251 $30.56
Common Stock Employee Stock Option (Option to Buy) Disposition 2013-01-08 4,487 $0.00 4,487 $30.56
Common Stock Employee Stock Option (Option to Buy) Disposition 2013-01-08 1,372 $0.00 1,372 $27.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,295 2012-01-01 2020-10-29 No 4 M Direct
4,182 2012-01-01 2020-10-29 No 4 M Direct
1,373 2011-01-01 2019-10-29 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Option to Buy) $29.00 2010-06-01 2019-06-01 1,868 1,868 Direct
Common Stock Restricted Stock Units $0.00 2012-11-01 9,108 9,108 Direct
Common Stock Restricted Stock Units $0.00 2012-01-01 2,368 4,736 Direct
Common Stock Restricted Stock Units $0.00 2011-01-01 828 829 Direct
Common Stock Restricted Stock Units $0.00 2010-06-01 1,362 1,362 Direct
Common Stock Restricted Stock Units $0.00 2013-10-22 9,052 9,052 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-06-01 1,868 1,868 Direct
9,108 9,108 Direct
2,368 4,736 Direct
828 829 Direct
1,362 1,362 Direct
9,052 9,052 Direct
Footnotes
  1. The options vest beginning on January 1, 2012.
  2. The options vest beginning on January 1, 2011.
  3. The options vest beginning on June 1, 2010.
  4. Each restricted stock unit (RSU) represents a contingent right to recieve, at Issuer's discretion, either one share of the Issuer's no par value common stock or receive a cash payment equal to the fair market value per share of the Issuer's stock on the vesting date multiplied by the number of restricted stock units that became vested on the vesting date.
  5. The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.
  6. The restricted stock units have no expiration date.
  7. The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.