Filing Details

Accession Number:
0001246360-13-000346
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-09 18:35:16
Reporting Period:
2013-01-08
Filing Date:
2013-01-09
Accepted Time:
2013-01-09 18:35:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442035 D David Wolf C/O Berry Petroleum Company
1999 Broadway, Suite 3700
Denver CO 80202
Exec Vp And Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-01-08 13,333 $35.54 13,333 No 4 M Direct
Class A Common Stock Acquisiton 2013-01-09 6,071 $35.65 19,404 No 4 M Direct
Class A Common Stock Disposition 2013-01-09 535 $35.00 18,869 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 900 $35.02 17,969 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 400 $35.03 17,569 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 226 $35.04 17,343 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 600 $35.11 16,743 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 626 $35.12 16,117 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 626 $35.17 15,491 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 100 $35.19 15,391 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock 2008 Restricted Stock Units Disposition 2013-01-08 13,333 $35.54 66,667 $0.00
Class A Common Stock RSU 8-4-08 Disposition 2013-01-09 6,071 $35.65 24,284 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,334 2009-12-12 2018-12-11 No 4 M Direct
18,213 2011-08-04 2018-08-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9 Indirect Held in the Company's 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock NSO $41.18 2011-08-04 2018-08-03 89,084 89,084 Direct
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 41,053 41,053 Direct
Class A Common Stock Perf Based RSUs 3-16-10 $0.00 2012-12-31 2020-03-15 18,175 18,175 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 12,372 12,372 Direct
Class A Common Stock Non-Statutory Stock Option 3-2-2011 - $48.50 $48.50 2012-03-02 2021-03-02 14,198 14,198 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 10,824 10,824 Direct
Class A Common Stock March 2, 2012 Employee RSU Grant $0.00 2013-03-02 2022-03-02 11,317 11,317 Direct
Class A Common Stock Non Statutory Stock Option 3-2-12 $53.02 2013-03-02 2022-03-02 13,358 13,358 Direct
Class A Common Stock Perf Based RSUs 3-2-12 $0.00 2014-12-31 2022-03-02 9,901 9,901 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-08-03 89,084 89,084 Direct
2019-12-11 41,053 41,053 Direct
2020-03-15 18,175 18,175 Direct
2021-03-02 12,372 12,372 Direct
2021-03-02 14,198 14,198 Direct
2021-03-02 10,824 10,824 Direct
2022-03-02 11,317 11,317 Direct
2022-03-02 13,358 13,358 Direct
2022-03-02 9,901 9,901 Direct
Footnotes
  1. 1 for 1
  2. The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
  3. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  4. Issuance of shares from previous RSU grant based on meeting terms and timing of deferral election.
  5. Issuance of 20% of RSU shares pursuant to a Rule 16b-3 Plan per deferral election in place at date of grant.