Filing Details

Accession Number:
0001246360-13-000345
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-09 18:30:19
Reporting Period:
2013-01-08
Filing Date:
2013-01-09
Accepted Time:
2013-01-09 18:30:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191748 Robert Heinemann C/O Berry Petroleum Company
1999 Broadway, Suite 3700
Denver CO 80202
President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-01-08 34,666 $35.54 271,791 No 4 M Direct
Class A Common Stock Acquisiton 2013-01-09 5,962 $35.65 277,753 No 4 M Direct
Class A Common Stock Disposition 2013-01-09 3,236 $35.00 274,517 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 526 $35.04 273,991 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 626 $35.05 273,365 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 800 $35.05 272,565 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 1,982 $35.06 270,583 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 2,526 $35.07 268,057 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 126 $35.10 267,931 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 100 $35.16 267,831 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 181 $35.21 267,650 No 4 S Direct
Class A Common Stock Disposition 2013-01-09 319 $35.22 267,331 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock 2008 Restricted Stock Units Disposition 2013-01-08 34,666 $35.54 173,333 $0.00
Class A Common Stock 2007 Restricted Stock Unit Disposition 2013-01-09 5,962 $35.65 23,848 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
138,667 2009-12-12 2018-12-11 No 4 M Direct
17,886 2008-12-14 2017-12-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 14,425 Indirect Held in 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Nonstatutory Stock Option 11-23-04 $21.58 2005-11-23 2014-11-23 100,000 100,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-05 $30.65 2006-12-15 2015-12-15 150,000 150,000 Direct
Class A Common Stock Phantom Stock Units $0.00 1988-08-08 1988-08-08 3,223 3,223 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-06 $32.57 2007-12-15 2016-12-14 175,000 175,000 Direct
Class A Common Stock NSO 2007 $43.61 2008-12-14 2017-12-13 89,470 89,470 Direct
Class A Common Stock 2009 Restricted Stock Units $0.00 2010-12-11 2019-12-11 97,034 97,034 Direct
Class A Common Stock Perf Based RSUs 3-16-10 $0.00 2012-12-31 2012-12-31 42,060 42,060 Direct
Class A Common Stock March 2011 Employee RSU Grant $0.00 2012-03-02 2021-03-02 21,650 21,650 Direct
Class A Common Stock Non-Statutory Stock Option 3-2-2011 - $48.50 $48.50 2012-03-02 2021-03-02 33,129 33,129 Direct
Class A Common Stock Perf Based RSU 3-2-2011 $0.00 2013-12-31 2021-03-02 25,257 25,257 Direct
Class A Common Stock Perf Based RSUs 3-2-12 $0.00 2014-12-31 2022-03-02 23,104 23,104 Direct
Class A Common Stock March 2, 2012 Employee RSU Grant $0.00 2013-03-02 2022-03-02 26,406 26,406 Direct
Class A Common Stock Non Statutory Stock Option 3-2-12 $53.02 2013-03-02 2022-03-02 31,167 31,167 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-11-23 100,000 100,000 Direct
2015-12-15 150,000 150,000 Direct
1988-08-08 3,223 3,223 Direct
2016-12-14 175,000 175,000 Direct
2017-12-13 89,470 89,470 Direct
2019-12-11 97,034 97,034 Direct
2012-12-31 42,060 42,060 Direct
2021-03-02 21,650 21,650 Direct
2021-03-02 33,129 33,129 Direct
2021-03-02 25,257 25,257 Direct
2022-03-02 23,104 23,104 Direct
2022-03-02 26,406 26,406 Direct
2022-03-02 31,167 31,167 Direct
Footnotes
  1. 1 for 1
  2. Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors.
  3. Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock if certain pre-established performance factors, as set forth in the Company's Form 8-K dated March 18, 2010, are met.
  4. Per the Agreement this is the maximum number of performance based RSUs that may be received if all performance factors are achieved as outlined in the Form 8-K dated March 18, 2010.
  5. Issuance of shares from previous RSU grant based on meeting terms and timing of deferral election.
  6. Issuance of 20% of RSU shares pursuant to a Rule 16b-3 Plan per deferral election in place at date of grant.