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Filing Details

Accession Number:
0001181431-13-002693
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-01-09 17:26:11
Reporting Period:
2011-11-30
Filing Date:
2013-01-09
Accepted Time:
2013-01-09 17:26:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1081078 Api Technologies Corp. ATNY Semiconductors & Related Devices (3674) 980200798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897715 Phillip Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-09-01 4,500 $4.40 643,047 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-08 11,250 $4.00 654,297 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-11 4,371 $4.15 658,668 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-14 8,401 $4.30 667,069 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-16 5,000 $4.45 672,069 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-17 6,250 $4.36 678,319 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-18 4,525 $4.24 682,844 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-22 813 $4.24 683,657 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-23 2,500 $4.48 686,157 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-24 3,750 $4.40 689,907 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-25 10,475 $4.59 700,382 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-28 7,775 $4.59 708,157 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-29 1,750 $4.77 709,907 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-09-30 2,500 $5.04 712,407 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-11-19 25,000 $5.64 737,407 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-12-07 250 $5.60 737,657 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-12-10 1,000 $5.60 738,657 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-12-11 125 $6.00 738,782 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-12-18 407 $4.88 739,189 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-12-21 125 $4.88 739,314 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-12-22 2,629 $4.68 741,943 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-12-23 125 $4.96 742,068 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-12-28 250 $4.64 742,318 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-01-20 750 $5.58 743,068 No 4 P Indirect By Icarus Investment Corp.
Common Stock Disposition 2010-01-20 1,038 $6.07 742,030 No 4 S Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-01-21 250 $6.20 742,280 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-01-22 500 $6.26 742,780 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-01-25 125 $6.00 742,905 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2010-01-26 250 $6.00 743,155 No 4 P Indirect By Icarus Investment Corp.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
Footnotes
  1. The prices and shares listed in columns 4 and 5 of this Form 5 reflect a 1 for 15 reverse stock split effective September 19, 2008 and a 1 for 4 reverse stock split effective December 28, 2010.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.12 to $4.16, inclusive. The reporting person undertakes to provide to API Technologies Corp., any security holder of API Technologies Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 2 through 11 and footnote 13 to this Form 5.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.32, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.52, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.52 to $4.64, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $4.60, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.76 to $4.80, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $5.08, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.72, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.48 to $5.60, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.20, inclusive.
  12. In connection with this transaction, Icarus Investment Corp. has agreed to voluntarily remit appropriate profits to API Technologies Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
  13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.20 to $6.32, inclusive.
  14. Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, therein.