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Filing Details

Accession Number:
0001181431-13-002689
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-01-09 17:23:44
Reporting Period:
2011-11-30
Filing Date:
2013-01-09
Accepted Time:
2013-01-09 17:23:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1081078 Api Technologies Corp. ATNY Semiconductors & Related Devices (3674) 980200798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897715 Phillip Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-03-10 3,333 $7.71 522,365 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-03-11 583 $7.50 522,948 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-03-12 250 $7.50 523,198 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-05-09 3,167 $5.50 526,365 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-05-12 1,500 $5.55 527,865 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-05-13 833 $5.28 528,698 No 4 P Indirect By Icarus Investment Corp.
Common Stock Disposition 2008-06-16 875 $11.11 527,823 No 4 S Indirect By Icarus Investment Corp.
Common Stock Disposition 2008-06-19 425 $11.71 527,398 No 4 S Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-10-08 10,744 $2.04 538,142 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2008-12-05 87,500 $1.21 625,642 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-09 250 $1.52 625,892 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-13 1,250 $1.52 627,142 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-15 313 $1.48 627,455 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-16 5,000 $1.48 632,455 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-20 350 $1.48 632,805 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-21 7,150 $1.46 639,955 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-23 2 $1.32 639,957 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-26 12,761 $1.32 652,718 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-27 3,750 $1.32 656,468 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-01-30 6,250 $1.20 662,718 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-02 8,750 $1.20 671,468 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-03 3,750 $1.20 675,218 No 4 P Indirect By Icarus Investment Corp.
Common Stock Acquisiton 2009-02-09 1,871 $1.12 677,089 No 4 P Indirect By Icarus Investment Corp.
Common Stock Disposition 2009-03-02 8,750 $1.87 668,339 No 4 S Indirect By Icarus Investment Corp.
Common Stock Disposition 2009-04-08 750 $2.40 667,589 No 4 S Indirect By Icarus Investment Corp.
Common Stock Disposition 2009-05-29 3,292 $2.84 664,297 No 4 S Indirect By Icarus Investment Corp.
Common Stock Disposition 2009-06-01 5,000 $3.08 659,297 No 4 S Indirect By Icarus Investment Corp.
Common Stock Disposition 2009-06-02 9,500 $3.37 649,797 No 4 S Indirect By Icarus Investment Corp.
Common Stock Disposition 2009-07-27 2,500 $5.40 647,297 No 4 S Indirect By Icarus Investment Corp.
Common Stock Disposition 2009-07-28 8,750 $5.51 638,547 No 4 S Indirect By Icarus Investment Corp.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 P Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
No 4 S Indirect By Icarus Investment Corp.
Footnotes
  1. The prices and shares listed in columns 4 and 5 of this Form 5 reflect a 1 for 15 reverse stock split effective September 19, 2008 and a 1 for 4 reverse stock split effective December 28, 2010.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.62 to $7.80, inclusive. The reporting person undertakes to provide to API Technologies Corp., any security holder of API Technologies Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 2 through 5, and footnotes 7 through 14 to this Form 5.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.28 to $6.00, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.70, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $11.40, inclusive.
  6. In connection with this transaction, Icarus Investment Corp. has agreed to voluntarily remit appropriate profits to API Technologies Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $12.00, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.24, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.48, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.72 to $2.00, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.96, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $3.20, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.24 to $3.44, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.52, inclusive.
  15. Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, therein.