Filing Details

Accession Number:
0001144204-13-000856
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-04 19:01:29
Reporting Period:
2013-01-02
Filing Date:
2013-01-04
Accepted Time:
2013-01-04 19:01:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1114220 Keryx Biopharmaceuticals Inc KERX Pharmaceutical Preparations (2834) 134087132
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434718 Iii F James Oliviero C/O Keryx Biopharmaceuticals, Inc.
750 Lexington Avenue
New York NY 10022
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-02 33,520 $0.00 600,548 No 4 A Direct
Common Stock Disposition 2013-01-04 10,859 $2.74 589,689 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-01-02 55,866 $0.00 55,866 $2.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,866 2014-01-02 2023-01-02 No 4 A Direct
Footnotes
  1. The 33,520 shares are restricted common stock, with one-third of the 33,520 shares vesting on January 2, 2014, and one-twelfth vesting on each of April 2, 2014, July 2, 2014, October 2, 2014, January 2, 2015, April 2, 2015, July 2, 2015, October 2, 2015, and January 2, 2016.
  2. Of the 600,548 shares, 444,790 are shares of restricted stock.
  3. Sale of a total of 10,859 shares of common stock was made in order to satisfy Mr. Oliviero's income tax withholding obligation upon the vesting of 22,145 shares of restricted stock on January 2, 2013. Mr. Oliviero had no discretion with respect to such sale, which was transacted automatically in accordance with the Issuer's corporate policies regarding the vesting of restricted stock.
  4. Of the 589,689 shares, 444,790 are shares of restricted stock.
  5. The options vest according to the following schedule: one-third of the 55,866 options will vest on January 2, 2014, and one-twelfth will vest on each of April 2, 2014, July 2, 2014, October 2, 2014, January 2, 2015, April 2, 2015, July 2, 2015, October 2, 2015, and January 2, 2016.