Filing Details

Accession Number:
0001140361-13-001204
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-04 18:19:55
Reporting Period:
2013-01-02
Filing Date:
2013-01-04
Accepted Time:
2013-01-04 18:19:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1488775 Clearbridge Energy Mlp Fund Inc. CEM () 272282398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279778 D Harry Cohen 680 Eighth Avenue
49Th Floor
New York NY 10018
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-02 2,000 $23.78 4,138 No 4 P Indirect See footnote
Common Stock Acquisiton 2013-01-02 2,000 $23.79 2,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,694 Direct
Footnotes
  1. Includes shares acquired pursuant to the Fund's Dividend Reinvestment Plan. These shares of Common Stock are held by an account for the benefit of Mr. Cohen's son. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
  2. These shares of Common Stock are held by an account for the benefit of Mr. Cohen's daughter. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
  3. Includes shares acquired pursuant to the Fund's Dividend Reinvestment Plan.