Filing Details

Accession Number:
0001544220-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-04 14:35:30
Reporting Period:
2013-01-04
Filing Date:
2013-01-04
Accepted Time:
2013-01-04 14:35:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1342287 General Finance Corp GFN Retail-Retail Stores, Nec (5990) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544220 P James Dunmyer 9155 Harrison Park Court
Indianapolis IN 46216
Vp Of Finance Of Pac-Van, Inc. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-04 700 $4.40 15,078 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2008-10-01 28,000 $0.00 28,000 $6.40
Common Stock Stock Option (Right to Buy) Acquisiton 2010-01-26 10,000 $0.00 10,000 $1.28
Common Stock Warrants Acquisiton 2010-06-25 3,000 $0.00 1,500 $4.00
Common Stock Warrants Acquisiton 2010-06-25 100 $0.00 50 $4.00
Common Stock Warrants Acquisiton 2010-06-25 100 $0.00 50 $4.00
Common Stock Warrants Acquisiton 2010-06-25 100 $0.00 50 $4.00
Common Stock Stock Option (Right to Buy) Acquisiton 2010-09-15 8,000 $0.00 8,000 $1.06
Common Stock Stock Option (Right to Buy) Acquisiton 2011-06-23 8,000 $0.00 8,000 $3.00
Common Stock Stock Option (Right to Buy) Acquisiton 2012-06-07 8,000 $0.00 8,000 $3.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,000 2009-10-01 2019-10-01 No 4 A Direct
38,000 2011-06-30 2020-01-26 No 4 A Direct
39,500 2010-06-25 2013-06-25 No 4 A Direct
39,550 2010-06-25 2013-06-25 No 4 A Indirect
39,600 2010-06-25 2013-06-25 No 4 A Indirect
39,650 2010-06-25 2013-06-25 No 4 A Indirect
47,650 2014-06-30 2020-09-15 No 4 A Direct
55,650 2014-09-30 2021-06-23 No 4 A Direct
63,650 2015-09-30 2022-06-07 No 4 A Direct
Footnotes
  1. Of the total 28,000 stock options (a) 11,200 stock options will vest in five equal installments beginning on October 1, 2009, provided that the employee is employed as of each such anniversary and (b) 3,360 stock options will be eligible for vesting upon the attainment of performance criteria on the first anniversary of the date audited financial statements are approved by the audit committee for fiscal year 2009, with 3,360 stock options eligible for vesting on each of the four succeeding fiscal years on the first anniversary of the date audited financial statements are approved by the audit committee for applicable fiscal year.
  2. Stock option vests on the following date if (a)General Finance Corporation, without consolidation of Pac-Van and Royal Wolf, incurs no more than $2.288 million of expenses for the fiscal year ended June 30, 2012, and (b) if General Finance Corporation and its subsidiaries remain throughout fiscal year 2010 in compliance with the covenants governing all of their indebtedness: the first anniversary of the date that the Audit Committee approves the consolidated financial statements of General Finance Corporation for the fiscal year ended June 30, 2010.
  3. These warrants were issued as a component of Units that were issued as of June 25, 2010 pursuant to the rights offering of General Finance Corporation.
  4. See attached document "rider.txt" for explanation of Footnote 4.
  5. See attached document "rider2.txt" for explanation of Footnote 5.
  6. See attached document "rider3.txt" for explanation of Footnote 6.