Filing Details
- Accession Number:
- 0001181431-13-001569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-04 14:18:24
- Reporting Period:
- 2013-01-02
- Filing Date:
- 2013-01-04
- Accepted Time:
- 2013-01-04 14:18:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1462633 | Jive Software Inc. | JIVE | Services-Computer Processing & Data Preparation (7374) | 421515522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534754 | J Brian Roddy | C/O Jive Software, Inc. 325 Lytton Avenue, Suite 200 Palo Alto CA 94301 | Svp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-02 | 64,894 | $1.75 | 64,894 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-02 | 64,894 | $15.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-03 | 35,106 | $1.75 | 35,106 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-03 | 35,106 | $15.11 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-01-02 | 64,894 | $0.00 | 64,894 | $1.75 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-01-03 | 35,106 | $0.00 | 35,106 | $1.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,222,072 | 2020-06-03 | No | 4 | M | Direct | |
| 1,186,966 | 2020-06-03 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the Reporting Person on February 10, 2012.
- The sale prices reported in column 4 of Table I represent the weighted average sale price of the shares sold, ranging from $15.00 to $15.07 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale prices reported in column 4 of Table I represent the weighted average sale price of the shares sold, ranging from $15.00 to $15.22 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 25% of the shares underlying the option vested on March 24, 2011, and an additional 1/36 of the remaining amount vests monthly over the following 36 months, with full vesting occurring on March 24, 2014.
Billionaire Hedge Funds
