Filing Details

Accession Number:
0001234452-13-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-03 18:33:58
Reporting Period:
2012-12-31
Filing Date:
2013-01-03
Accepted Time:
2013-01-03 18:33:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191307 R Steven Altman 5775 Morehouse Dr.
San Diego CA 92121-1714
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-02 29,247 $43.62 133,963 No 4 M Indirect by Trust
Common Stock Disposition 2013-01-02 29,247 $63.98 104,716 No 4 S Indirect by Trust
Common Stock Acquisiton 2013-01-02 20,753 $44.02 125,469 No 4 M Indirect by Trust
Common Stock Disposition 2013-01-02 20,753 $63.98 104,716 No 4 S Indirect by Trust
Common Stock Acquisiton 2013-01-02 25,000 $44.02 129,716 No 4 M Indirect by Trust
Common Stock Disposition 2013-01-02 25,000 $64.50 104,716 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-01-02 29,247 $0.00 29,247 $43.62
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-01-02 20,753 $0.00 20,753 $44.02
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-01-02 25,000 $0.00 25,000 $44.02
Common Stock Phantom Stock Unit Acquisiton 2012-12-31 1,497 $61.15 1,497 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-02 No 4 M Direct
599,247 2015-11-03 No 4 M Direct
574,247 2015-11-03 No 4 M Direct
61,198 No 4 A Indirect
Footnotes
  1. Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
  2. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  3. The sale prices for this transaction ranged from $63.58 to $64.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. The sale prices for this transaction ranged from $64.50 to $64.5007. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  5. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
  6. The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
  7. The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
  8. The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.