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Filing Details

Accession Number:
0001144204-13-000468
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-03 16:54:52
Reporting Period:
2012-12-31
Filing Date:
2013-01-03
Accepted Time:
2013-01-03 16:54:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476765 Golub Capital Bdc Inc. GBDC () 272326940
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298389 David Golub C/o Golub Capital Bdc, Inc.
150 South Wacker Drive, Suite 800
Chicago IL 60606
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2012-12-31 1,216,983 $15.90 794,808 No 4 S Indirect By Golub Capital Company IV, LLC
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-31 113,208 $15.90 113,208 No 4 P Indirect By GCI Development LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Golub Capital Company IV, LLC
No 4 P Indirect By GCI Development LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 1,135,853 Indirect By Golub Capital Company VI LLC
Common Stock, Par Value $0.001 Per Share 83,246 Direct
Common Stock, Par Value $0.001 Per Share 2,291,784 Indirect By Golub Capital Company V LLC
Common Stock, Par Value $0.001 Per Share 1,794 Indirect By GC Investment Management LLC
Common Stock, Par Value $0.001 Per Share 1,752,048 Indirect By GEMS Fund, L.P.
Footnotes
  1. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company IV, LLC. Due to his control of and ownership interest in Golub Capital Company IV, LLC, which directly owns 794,808 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company IV, LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  2. On December 31, 2012, Golub Capital Company IV, LLC sold in block trades to two funds, for which an entity controlled by Mr. Golub serves as a non-discretionary sub-adviser, an aggregate of 977,988 shares of Common Stock at a price of $15.90 per share. Also on December 31, 2012, Golub Capital Company IV, LLC sold an aggregate of 238,995 shares to Golub Capital Employee Grant Program Rabbi Trust and GCI Development LLC. As described below, the shares purchased by these entities will be utilized for awarding equity incentive compensation to employees of Golub Capital. Golub Capital Company IV, LLC sold a portion of their shares in order to diversify their investments. After the sale, Golub Capital Company IV, LLC still directly holds 764,808 shares of Common Stock.
  3. On December 31, 2012, GCI Development LLC purchased an aggregate of 113,208 shares from Golub Capital Company IV, LLC. Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GCI Development LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein.
  4. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,135,853 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  5. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V, LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,291,784 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  6. Due to his control of and ownership interest in GC Investment Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Investment Management LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Investment Management LLC except to the extent of his pecuniary interest therein.
  7. Mr. Golub is a control person of GC Advisors LLC, the investment advisor of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Fund, L.P., which directly owns 1,752,048 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of GEMS Fund, L.P. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.