Filing Details

Accession Number:
0001104659-13-000183
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-02 18:49:54
Reporting Period:
2012-12-24
Filing Date:
2013-01-02
Accepted Time:
2013-01-02 18:49:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387632 Manhattan Bancorp MNHN National Commercial Banks (6021) 205344927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552096 P. Louis Smaldino 2141 Rosecrans Avenue
Suite 1100
El Segundo CA 90245
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-24 2,500 $3.80 182,989 No 4 P Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,598 Indirect By wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option (right to buy Common Stock) $5.55 2009-09-03 2019-09-03 11,694 26,844 Direct
Common Stock Stock option (right to buy Common Stock) $5.55 2019-09-03 15,150 26,844 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-09-03 11,694 26,844 Direct
2019-09-03 15,150 26,844 Direct
Footnotes
  1. Mr. Smaldino disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  2. Received in exchange for stock options to acquire shares of Professional Business Bank common stock at $10.00 per share in connection with the merger of Professional Business Bank with and into a wholly-owned subsidiary of Manhattan Bancorp, based on an exchange ratio of 1.7991 shares of Manhattan Bancorp common stock for each whole share of Professional Business Bank common stock.
  3. The option becomes exercisable in five equal annual installments on March 18, 2010, 2011, 2012, 2013 and 2014.