Filing Details

Accession Number:
0001179110-13-000098
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-02 16:34:39
Reporting Period:
2012-12-28
Filing Date:
2013-01-02
Accepted Time:
2013-01-02 16:34:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST Services-Prepackaged Software (7372) 043837082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454624 Herman Peder Tom Adams C/O Rosetta Stone Inc.
1919 North Lynn Street 7Th Floor
Arlington VA 22209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-28 10,550 $12.03 392,679 No 4 S Direct
Common Stock Disposition 2012-12-31 10,550 $12.21 382,129 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,780 Indirect Shares held by wife
Footnotes
  1. These shares were sold pursuant to a 10b5-1 Trading Plan adopted by the reporting person on November 13, 2012.
  2. This transaction was executed in multiple trades at prices ranging from $11.93 to $12.23 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $11.85 to $12.43 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.