Filing Details

Accession Number:
0001225208-13-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-02 12:21:51
Reporting Period:
2012-12-28
Filing Date:
2013-01-02
Accepted Time:
2013-01-02 12:21:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495723 James Sullivan 12300 Olive Boulevard
St. Louis MO 63141
Evp, Corporate Planning No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-28 676 $8.65 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 525 Indirect By KSOP
Common Stock 1,000 Indirect By Stock Award
Common Stock 15,000 Indirect By Stock Award II
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $8.36 2010-08-04 2019-08-04 12,500 12,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-08-04 12,500 12,500 Direct
Footnotes
  1. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  2. Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest as follows: 5,000 shares on December 31, 2013 and 10,000 shares on December 31, 2014, in each case subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
  3. Stock Options are fully vested and exercisable.