Filing Details

Accession Number:
0000950138-12-000605
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-31 13:59:05
Reporting Period:
2012-12-27
Filing Date:
2012-12-31
Accepted Time:
2012-12-31 13:59:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
32604 Emerson Electric Co EMR Electronic & Other Electrical Equipment (No Computer Equip) (3600) 430259330
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393821 L Frank Steeves C/O Emerson Electric Co.
8000 W. Florissant Ave.
St. Louis MO 63136
Exec. Vp, Secy & Gen. Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-27 43,334 $30.03 128,111 No 4 M Direct
Common Stock Disposition 2012-12-27 6,722 $52.84 121,389 No 4 F Direct
Common Stock Acquisiton 2012-12-27 10,000 $42.91 131,389 No 4 M Direct
Common Stock Disposition 2012-12-27 798 $52.84 130,591 No 4 F Direct
Common Stock Disposition 2012-12-27 45,814 $52.41 84,777 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-27 43,334 $0.00 43,334 $30.03
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-27 10,000 $0.00 10,000 $42.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-19 2019-02-19 No 4 M Direct
90,000 2008-04-03 2017-04-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 851 Indirect 401(k) plan
Common Stock 2,556 Indirect 401(k) excess plan
Footnotes
  1. Exercise of 6,660 incentive stock options and 36,674 non-qualified stock options exempt under Rule 16b-3.
  2. Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
  3. Exercise of 10,000 non-qualified stock options exempt under Rule 16b-3.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.10 to $52.78. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  5. When taken together with previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
  6. Price is not applicable to stock options received as incentive compensation.