Filing Details

Accession Number:
0000919574-12-006852
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-31 13:56:30
Reporting Period:
2012-12-27
Filing Date:
2012-12-31
Accepted Time:
2012-12-31 13:56:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1344413 Alexza Pharmaceuticals Inc. ALXA Pharmaceutical Preparations (2834) 770567768
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536071 Gmbh Austria Partners Lansdowne Wallnerstrasse 3/21
1010 Vienna C4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Per Share Acquisiton 2012-12-27 43,600 $4.86 1,616,466 No 4 P Indirect See footnote
Common Stock, $0.0001 Par Value Per Share Acquisiton 2012-12-27 28,589 $4.84 1,645,055 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. These reported securities are held in the accounts of several investment funds (collectively, the "Investment Funds") for which Lansdowne Partners Austria GmbH ("LPA") serves as either investment manager or investment advisor. LPA may be deemed to beneficially own the securities held by the Investment Funds by virtue of LPA's position as investment manager or investment advisor of the Investment Funds. LPA disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that LPA is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.