Filing Details
- Accession Number:
- 0001181431-12-067358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-27 20:12:06
- Reporting Period:
- 2012-12-27
- Filing Date:
- 2012-12-27
- Accepted Time:
- 2012-12-27 20:12:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059790 | Pozen Inc | POZN | Pharmaceutical Preparations (2834) | 621657552 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208290 | E John Barnhardt | C/O Pozen Inc. 1414 Raleigh Road, Suite 400 Chapel Hill NC 27517 | Vp, Finance And Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-27 | 5,219 | $5.18 | 34,034 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-27 | 5,219 | $5.25 | 28,815 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-12-27 | 5,219 | $0.00 | 28,531 | $5.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-02 | No | 4 | M | Direct |
Footnotes
- The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- The option vested in four equal annual installments, with the initial vesting date on January 2, 2004.
Billionaire Hedge Funds
