Filing Details

Accession Number:
0000014693-12-000172
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-27 15:42:05
Reporting Period:
2012-12-24
Filing Date:
2012-12-27
Accepted Time:
2012-12-27 15:42:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA,BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1476251 Kristin John Sirchio 850 Dixie Highway
Louisville KY 40210
Evp, Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2012-12-24 5,839 $31.74 5,839 No 4 M Direct
Class B Common Disposition 2012-12-24 3,937 $63.31 1,902 No 4 F Direct
Class B Common Disposition 2012-12-24 1,902 $63.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Appreciation Right Disposition 2012-12-24 5,839 $0.00 5,839 $31.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,839 2012-05-01 2019-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 1,695 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Appreciation Right $38.43 2013-05-01 2020-04-30 16,617 16,617 Direct
Class B Common Stock Appreciation Right $46.40 2014-05-01 2021-04-30 14,047 14,047 Direct
Class B Common Stock Appreciation Right $58.70 2015-05-01 2022-04-30 12,645 12,645 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-04-30 16,617 16,617 Direct
2021-04-30 14,047 14,047 Direct
2022-04-30 12,645 12,645 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.292 to $63.32, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. All outstanding derivative security amounts and exercise prices were adjusted on December 27, 2012, the record date for the Issuer's December 12, 2012 special cash dividend.
  3. On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of additional shares of common stock.