Filing Details

Accession Number:
0001209191-12-059403
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-26 21:49:14
Reporting Period:
2012-12-21
Filing Date:
2012-12-26
Accepted Time:
2012-12-26 21:49:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380393 Fortress Investment Group Llc FIG Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124462 I Robert Kauffman C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
President-Europe And Director Yes Yes Yes No
1389180 Aldel Llc C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2012-12-21 2,082,684 $3.50 0 No 4 S Indirect By Aldel LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Aldel LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Fortress Operating Group Units Disposition 2012-12-21 49,189,480 $3.50 49,189,480 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Indirect
Footnotes
  1. The $3.50 unit price of each Fortress Operating Group Unit is comprised of (i) $2.45 per Fortress Operating Entity I LP Class B Common Unit, (ii) $0.0175 per FOE II (New) LP Class B Common Unit and (iii) $1.0325 per Principal Holdings I LP Class B Common Unit.
  2. The Reporting Person is the sole member of the limited liability company, and disclaims beneficial ownership of the Class A shares held by the limited liability company, except to the extent of his pecuniary interest therein.
  3. A "Fortress Operating Group Unit" represents one limited partner interest in each of Fortress Operating Entity I LP, FOE II (New) LP and Principal Holdings I LP. The Reporting Person has the right, exercisable from time to time, to exchange each Fortress Operating Group Unit for one Class A share of the Company; provided, that one Class B share of the Company (which has no economic interest in the Company) is concurrently delivered to the Company for cancellation. The Reporting Person owns Class B shares in the same amount as the Reporting Person's Fortress Operating Group Units. Such shares represent no economic interest in the Company and are not separately reported herein. The Fortress Operating Group Units have no expiration date.