Filing Details

Accession Number:
0001188070-12-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-26 17:35:23
Reporting Period:
2012-12-21
Filing Date:
2012-12-26
Accepted Time:
2012-12-26 17:35:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387713 Neulion Inc. NLN Cable & Other Pay Television Services (4841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188070 B Charles Wang Neulion, Inc.
1600 Old Country Road
Plainview NY 11803
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-21 201,500 $0.29 6,174,932 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,820,650 Indirect By AvantaLion LLC
Commmon Stock 128,020 Indirect By trust for benefit of grandchild
Common Stock 128,020 Indirect By trust for benefit of grandchild
Common Stock 40,088,809 Indirect By spouse
Class 3 Preference Shares 6,313,875 Indirect By JK&B Capital V Special Opportunity Fund, L.P.
Class 4 Preference Shares 4,035,356 Indirect By JK&B Capital V Special Opportunity Fund, L.P.
Footnotes
  1. Multiple same-way open market purchases effected on the same day within a one dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the Toronto Stock Exchange, and the purchase prices were in Canadian dollars. The purchase price per share for each trade was between Cdn$0.2782 and Cdn$0.2800. The purchase prices were converted to US dollars at an exchange rate of 0.9941 by the executing broker, BMO Nesbitt Burns, upon the execution of the trades.
  2. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.
  3. AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
  4. Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
  5. Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  6. JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang. Mr. Wang has a pecuniary interest in 86% of such fund.