Filing Details

Accession Number:
0001209191-12-059308
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-26 15:32:20
Reporting Period:
2012-12-21
Filing Date:
2012-12-26
Accepted Time:
2012-12-26 15:32:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100270 Krispy Kreme Doughnuts Inc KKD Retail-Food Stores (5400) 562169715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388627 B Jeffrey Welch 370 Knollwood Street
Suite 500
Winston-Salem NC 27103
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-21 75,000 $1.40 90,400 No 4 M Direct
Common Stock Acquisiton 2012-12-21 25,000 $2.65 115,400 No 4 M Direct
Common Stock Disposition 2012-12-21 100,000 $9.36 15,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-12-21 75,000 $0.00 75,000 $1.40
Common Stock Stock Option (right to buy) Disposition 2012-12-21 25,000 $0.00 25,000 $2.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2019-01-29 No 4 M Direct
75,000 2020-01-25 No 4 M Direct
Footnotes
  1. Of the 100,000 shares sold, 52,194 shares were sold to cover the strike price of stock options exercised and the estimated taxes resulting from the exercise. The Reporting Person holds vested and unvested shares and options to purchase shares as indicated in this filing and the Reporting Person's other filings under Section 16 of the Securities Exchange Act of 1934, as amended. The Issuer's reports and other filings with the United States Securities and Exchange Commission contain disclosures regarding the Reporting Person's ownership of the Issuer's equity securities as of the dates set forth therein.
  2. The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.295 to $9.4618, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The options vest in four equal annual installments beginning on January 29, 2010.
  4. The options vest in four equal annual installments beginning on January 25, 2011.