Filing Details

Accession Number:
0001248001-12-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-26 14:58:36
Reporting Period:
2012-12-24
Filing Date:
2012-12-26
Accepted Time:
2012-12-26 14:58:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895422 Boulder Total Return Fund Inc BTF () 954405635
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246903 R Stewart Horejsi 200 South Santa Fe
Salina KS 67401
No No Yes No
1248001 Trust Horejsi S John 1029 West 3Rd Avenue, Suite 400
Anchorage AK 99503
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-24 53,080 $18.11 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The Shares reported in Item 4 were sold at the closing market price of the Fund's stock on December 21, 2012 through a privately negotiated transaction between Trusts affiliated with the Horejsi family.
  2. The trustee of the John S. Horejsi Trust (the "John Trust") is Alaska Trust Company ("Alaska Trust"). Such trustee may be deemed to control the John Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the John Trust. However, Alaska Trust does not vote or exercise dispositive authority over Shares held by the John Trust. Accordingly, Alaska Trust disclaims beneficial ownership of the Shares beneficially owned, directly or indirectly, by the John Trust.As a result of his advisory role with the John Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the John Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the John Trust.
  3. These transactions did not result in a change to the Horejsi Trust's aggregate ownership. Trusts and entities affiliated with the John Trust, including the Lola Brown Trust No. 1B, the Ernest Horejsi Trust No. 1B, the Susan L. Ciciora Trust, the Evergreen Trust, the Stewart West Indies Trust, and Evergreen Atlantic LLC, own an aggregate of 5,200,661 Shares of the Fund following these transactions.