Filing Details
- Accession Number:
- 0001144204-12-069536
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-26 10:55:04
- Reporting Period:
- 2012-11-21
- Filing Date:
- 2012-12-26
- Accepted Time:
- 2012-12-26 10:55:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083220 | Xcel Brands Inc. | XELB | Patent Owners & Lessors (6794) | 760307819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1530616 | Jeffrey Cohen | C/O Xcel Brands, Inc. 475 10Th Avenue, 4Th Floor New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-21 | 60,000 | $0.00 | 260,000 | No | 4 | P | Indirect | See Note |
| Common Stock | Disposition | 2012-12-01 | 4,346 | $0.00 | 456,765 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Note |
| No | 4 | F | Direct |
Footnotes
- 60,000 shares were acquired by Earthbound LLC, as to which Mr. Cohen has shared voting and dispositive power, as partial payment for amounts owed by the Issuer to Earthbound LLC for certain consulting services performed by Earthbound LLC.
- Represents 260,000 shares held by Earthbound LLC.
- Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock.
Billionaire Hedge Funds
