Filing Details

Accession Number:
0001171843-12-004597
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 21:42:29
Reporting Period:
2012-12-19
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 21:42:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311486 Global Geophysical Services Inc GGS Oil & Gas Field Exploration Services (1382) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480712 M Jeff Howell C/O Global Geophysical Services, Inc.
13927 South Gessner Road
Missouri City TX 77489
Vp, Hseq No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-29 377 $5.20 140,830 No 4 J Direct
Common Stock Acquisiton 2012-09-28 423 $4.68 141,253 No 4 J Direct
Common Stock Disposition 2012-12-19 9,914 $4.00 131,339 No 4 S Direct
Common Stock Disposition 2012-12-20 86 $4.00 131,253 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 140,453 Direct
Footnotes
  1. (1) These shares were acquired under the issuer's Employee Stock Purchase Plan (ESPP), a plan qualified under Section 423 of the Internal Revenue Code, based on the quaterly report for Q2, 2012. The ESPP shares were purchased following the reporting person's last Section 16 filing. This transaction is exempt under Rule 16b-3(c).
  2. (2) These shares were acquired under the issuer's Employee Stock Purchase Plan (ESPP), a plan qualified under Section 423 of the Internal Revenue Code, based on the quaterly report for Q3, 2012. The ESPP shares were purchased following the reporting person's last Section 16 filing. This transaction is exempt under Rule 16b-3(c).