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Filing Details

Accession Number:: 0001213900-12-006964
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-12-21 20:16:57
Reporting Period:: 2012-12-19

Filing Date:: 2012-12-21
Accepted Time:: 2012-12-21 20:16:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527349	Chart Acquisition Corp.	CACGU	Blank Checks (6770)	452853218

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1534548	Chart Acquisition Group Llc	75 Rockafeller Plaza, 14Th Floor New York NY 10019		No	No	Yes	No
1564636	D. Christopher Brady	C/O The Chart Group, Lp 75 Rockafeller Plaza, 14Th Floor New York NY 10019	President	Yes	Yes	Yes	No
1564921	Chart Group, Lp	75 Rockafeller Plaza, 14Th Floor New York NY 10019		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-01	231,250	$0.00	1,487,031	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2012-11-01	231,250	$0.00	231,250	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
231,250			No	4	P	Indirect

Footnotes

Reported securities acquired pursuant to that certain Third Amended and Restated Unit Subscription Agreement dated as of November 1, 2012 by and among Chart Acquisition Group LLC and the Issuer.
The reported securities are included within 231,250 Units purchased by the reporting person for $10.00 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one share of Common Stock. Such shares and warrants, respectively, are identical to the shares of Common Stock and warrants, respectively, included in the units sold in the Issuer's initial public offering ("IPO"), except for those differences set forth in the Issuer's IPO prospectus filed with the Commission on December 14, 2012. Such shares and warrants, respectively, are also subject to certain transfer restrictions. Such warrants may be exercised for cash or on a cashless basis, and are not subject to being called for redemption.
Mr. Brady indirectly owns the 231,250 Units reported herein through his membership interest in Antwerp L.L.C, the general partner of The Chart Group L.P. which is the sole managing member of Chart Acquisition Group LLC.
Each warrant is exercisable to purchase one share of Common Stock at an exercise price of $11.50 during the period commencing on the later of (i) twelve (12) months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Company's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Issuer's Business Combination.
Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.