Filing Details

Accession Number:
0001209191-12-059140
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 18:35:58
Reporting Period:
2012-12-19
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 18:35:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
767884 Ceres Inc. CERE Agricultural Production-Crops (100) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1541305 Trust Ambergate C/O Ceres, Inc.
1535 Rancho Conejo Boulevard
Thousand Oaks CA 91320
No No Yes No
1541307 (Ambergate) Ltd Guernsey Trust Rothschild C/O Ceres, Inc.
1535 Rancho Conejo Boulevard
Thousand Oaks CA 91320
No No Yes No
1541383 C Dana Smith C/O Ceres, Inc.
1535 Rancho Conejo Boulevard
Thousand Oaks CA 91320
No No Yes No
1541384 Trust Logi De Lynda C/O Ceres, Inc.
1535 Rancho Conejo Boulevard
Thousand Oaks CA 91320
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-19 73,546 $3.90 2,225,912 No 4 P Direct
Common Stock Acquisiton 2012-12-20 24,544 $3.85 2,250,456 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 359,000 Direct
Footnotes
  1. Represents the weighted average sales price of shares sold at prices from $3.79 to $3.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
  2. Held by the Ambergate Trust.
  3. Represents the weighted average sales price of shares sold at prices from $3.85 to $3.9, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
  4. Held by the Lynda De Logi Trust.