Filing Details
- Accession Number:
- 0001140361-12-052513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 18:20:33
- Reporting Period:
- 2012-12-19
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 18:20:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203672 | H Marc Hedrick | 3020 Callan Road San Diego CA 92121 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-19 | 5,000 | $2.85 | 5,000 | No | 4 | P | Indirect | By LLC |
| Common Stock | Acquisiton | 2012-12-19 | 2,500 | $2.85 | 12,100 | No | 4 | P | Indirect | By Family Trust |
| Common Stock | Acquisiton | 2012-12-19 | 2,500 | $2.85 | 2,500 | No | 4 | P | Indirect | By C Corp |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By LLC |
| No | 4 | P | Indirect | By Family Trust |
| No | 4 | P | Indirect | By C Corp |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,500 | Indirect | By IRA |
| Common Stock | 448,238 | Direct | |
| Restricted Stock (Common Stock) | 36,850 | Direct | |
| Restricted Stock (Common Stock) | 25,000 | Direct |
Footnotes
- Dr. Hedrick purchased the shares in connection with a public offering of company shares which closed on December 19, 2012.
- The vesting of the Restricted Stock award depends upon the achievement of certain performance goals established by the Compensation Committee for the year ended December 31, 2012. In January 2013, the Compensation Committee will determine the percentage of this grant that will continue to vest based upon the achievement of the performance goals for the year 2012. Any shares within this grant that the Committee determines should continue to vest would then become fully vested on January 10, 2014, subject to Participant's continued employment with the Company through the vesting date.
- The Restricted Stock Award vests in full on January 10, 2013, subject to Participant's continued employment with the Company through the vesting date.
- These securities are owned by M Hedrick & T Hedrick TTEE Dr. Marc Hamilton Hedrick & TRA U/A DTD 09/13/1999.
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