Filing Details
- Accession Number:
- 0001209191-12-059132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-21 18:19:53
- Reporting Period:
- 2012-12-21
- Filing Date:
- 2012-12-21
- Accepted Time:
- 2012-12-21 18:19:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899460 | Mannkind Corp | MNKD | Pharmaceutical Preparations (2834) | 133607736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008051 | E Alfred Mann | 28903 North Avenue Paine Valencia CA 91355 | Chairman & Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2012-12-21 | 40,000,000 | $2.59 | 74,750,000 | No | 4 | P | Indirect | by The Mann Group, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by The Mann Group, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants | Acquisiton | 2012-12-21 | 40,000,000 | $0.13 | 30,000,000 | $2.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000,000 | 2012-10-21 | 2013-10-26 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 41,058,060 | Indirect | Alfred E. Mann Living Trust |
| Common Stock, $.01 Par Value | 4,025,979 | Indirect | Biomed |
| Common Stock, $.01 Par Value | 2,406,027 | Indirect | Biomed II |
| Common Stock, $.01 Par Value | 10,968 | Indirect | MannCo |
| Common Stock, $.01 Par Value | 776,443 | Direct |
Footnotes
- Private purchase between MNKD and The Mann Group, LLC in accordance with the Common Stock and Warrant Purchase Agreement dated 10/18/2012.
- Each warrant is exercisable for 0.75 shares of common stock.
Billionaire Hedge Funds
