Filing Details

Accession Number:
0001475620-12-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 17:21:03
Reporting Period:
2012-12-19
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 17:21:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487730 Spectrum Brands Holdings Inc. SPB Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 272166630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1128172 E Nathan Fagre C/O Spectrum Brands Holdings, Inc.
601 Rayovac Drive
Madison WI 53711
Svp And General Counsel No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-19 3,454 $44.00 16,085 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Rights $0.00 2013-09-30 2,500 2,500 Direct
Common Stock Performance Rights $0.00 2013-09-30 5,000 5,000 Direct
Common Stock Performance Rights $0.00 2013-09-30 2,000 2,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-09-30 2,500 2,500 Direct
2013-09-30 5,000 5,000 Direct
2013-09-30 2,000 2,000 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted by Mr. Faegre on June 15, 2012.
  2. Includes 5,000 shares of restricted stock of the Issuer scheduled to vest on October 1, 2013 if Mr. Fagre remains employed by the Issuer through September 30, 2013.
  3. Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on January 17, 2011 under the Issuer's 2011 Two-Year Equity Award Plan vested on November 16, 2012 and such performance rights settled for 2,500 shares of the Issuer's common stock (the "Two-Year Award"). In addition, an amount equal to the Two-Year Award will vest on September 30, 2013, if Mr. Fagre is employed by the Issuer on such date.
  4. Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on November 28, 2011 under the Issuer's 2012 Equity Award Plan vested on November 16, 2012 and such performance rights settled for 5,000 shares of the Issuer's common stock (the "2012 Award"). In addition, an amount equal to the 2012 Award will vest on September 30, 2013, if Mr. Fagre is employed by the Issuer on such date.
  5. Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on November 28, 2011 under the Issuer's 2012 Equity Award Plan for exceeding performance targets vested on November 16, 2012 and such performance rights settled for 2,000 shares of the Issuer's common stock. In addition, an amount equal to the settlement will vest on September 30, 2013, if Mr. Fagre is employed by the Issuer on such date.