Filing Details

Accession Number:
0001209191-12-059075
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-21 16:35:29
Reporting Period:
2012-12-20
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 16:35:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141107 Arris Group Inc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 582588724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180395 O John Caezza 3871 Lakefield Drive
Suwanee GA 30024
President Of Access, Transport No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-21 45,856 $12.57 116,275 No 4 M Direct
Common Stock Disposition 2012-12-21 45,856 $15.67 70,419 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option Disposition 2012-12-21 45,856 $0.00 45,856 $12.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-07-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 25,200 Direct
Restricted Stock 9,686 Direct
Restricted Stock 13,157 Direct
Restricted Stock 35,086 Direct
Restricted Stock 18,682 Direct
Restricted Stock 49,820 Direct
Restricted Stock 29,040 Direct
Restricted Stock 58,080 Direct
Footnotes
  1. Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
  2. Represents a restricted stock grant in which 20% vests on December 20, 2009 (the "vesting date") and 10% will vest on each successive anniversary of the vesting date.
  3. Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
  4. Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
  5. Represents a restricted stock grant which is in part performance-based. 8,772 shares of the grant are guaranteed and had vested on 3/25/2011. 0 to 35,086 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
  6. Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
  7. Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
  8. Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
  9. Represents a restricted stock grant which is performance-based. 0 to 58,080 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
  10. Stock options are currently fully exercisable