Filing Details

Accession Number:
0001209191-12-059037
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-12-21 16:02:28
Reporting Period:
2012-12-03
Filing Date:
2012-12-21
Accepted Time:
2012-12-21 16:02:28
Original Submission Date:
2012-12-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766704 Health Care Reit Inc HCN Real Estate Investment Trusts (6798) 341096634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242823 Jr J Charles Herman 4500 Dorr Street
Toledo OH 43615
Evp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-12-03 1,249 $36.50 40,399 No 4 M Direct
Common Stock Acquisiton 2012-12-03 2,667 $45.73 43,066 No 4 M Direct
Common Stock Disposition 2012-12-04 10,000 $59.31 38,573 No 4 S Indirect LLC
Common Stock Disposition 2012-12-05 3,916 $0.00 39,150 No 5 J Direct
Common Stock Acquisiton 2012-12-06 3,916 $0.00 42,489 No 5 J Indirect LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Indirect LLC
No 5 J Direct
No 5 J Indirect LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option (Right to Buy) Disposition 2012-12-03 1,249 $0.00 1,249 $36.50
Common Option (Right to Buy) Disposition 2012-12-03 2,667 $0.00 2,667 $45.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-15 2016-01-23 No 4 M Direct
0 2011-01-15 2017-01-22 No 4 M Direct
Footnotes
  1. The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012.
  2. The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
  3. The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 2. No amount was paid in connection with this transfer.
  4. Options for the purchase of 10,684 shares of common stock at $36.50 per share were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 9,435 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15, 2009 and options for the purchase of 416 shares vested on January 15 of each of 2010 and 2011.
  5. The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
  6. Options for the purchase of 11,279 shares of common stock at $45.73 per share were granted to Mr. Herman on January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 8,612 shares has previously been reported. Of the remaining options, options for the purchase of 481 shares vested on January 15, 2011 and options for the purchase of 2,186 shares vested on January 15, 2012.